Form D · Manufacturing
Microphase Corp
Shelton, CT · CIK 0001574969
Offering snapshot reported Jun 15, 2016 · SEC filing
- Reported sold
- $250K Offering amount: $250K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Apr 19, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 15, 2016 | Initial | $250,000 | No comparison | 1 | SEC filing |
| Apr 1, 2016 | Initial | $1,136,000 | No comparison | 43 | SEC filing |
| Feb 18, 2014 | Amendment | $945,000 | $100,000vs Feb 3, 2014 | 10 | SEC filing |
| Feb 3, 2014 | Amendment | $845,000 | $320,000vs Aug 9, 2013 | 4 | SEC filing |
| Aug 9, 2013 | Amendment | $525,000 | $50,000vs Jul 9, 2013 | 4 | SEC filing |
| Jul 9, 2013 | Amendment | $475,000 | $150,000vs Apr 23, 2013 | 4 | SEC filing |
| Apr 23, 2013 | Amendment | $325,000 | $0vs Apr 22, 2013 | 3 | SEC filing |
| Apr 22, 2013 | Initial | $325,000 | No comparison | 14 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $25K
- Finders' fees
- $0
- Form D file number
- 021-265125
In addition, the Company issued an aggregate of 25,000 shares of its restricted common stock as Sales Commissions.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Palladium Capital Advisors | 129400 |
Source: Form D, filed Jun 15, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Ashman | Director, Executive |
| Paul De Coster | Director |
| Ronald A. Durando | Director, Executive |
| Necdet Ergul | Director, Executive |
| Michael Ghadaksaz | Director, Executive |
| Jeffrey Peterson | Director, Executive |
Issuer details
Industry: Manufacturing (See others in industry)
Address:
100 Trap Falls Road Extension
Shelton, CT, 06854
Shelton, CT, 06854