Form D · Other Technology
MICROCOAL TECHNOLOGIES INC.
Vancouver, A1 · CIK 0001445419
Offering snapshot reported May 2, 2014 · SEC filing
- Reported sold
- $278K Offering amount: $10M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 31, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 2, 2014 | Amendment | $277,963 | $0vs Apr 24, 2014 | 2 | SEC filing |
| Apr 24, 2014 | Initial | $277,963 | No comparison | 2 | SEC filing |
| Oct 28, 2013 | Initial | $1,028,549 | No comparison | 26 | SEC filing |
| Sep 12, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $27.8K
- Finders' fees
- $0
- Form D file number
- 021-216142
In addition to cash compensation, Monarch Bay Securities, LLC is entitled warrants to acquire 138,982 shares of the issuer's common stock with an exercise price of $0.30 per warrant for a term of one year.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Monarch Bay Securities, LLC | 141391 |
Source: Form D, filed May 2, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William C. Hudson | Director |
| Ian Hume | Director |
| Stan Lis | Director |
| Ping Shen | Executive |
| Larry Siegel | Executive |
| Slawek Smulewicz | Director |
| James F. Young | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:Vancouver, A1, V6C 3L2