Form D · Private Equity Fund

MGG SF Drawdown Fund II (Cayman) LP

Grand Cayman, E9 · CIK 0001724728

Offering snapshot reported Sep 20, 2018 · SEC filing

Reported sold: $5M
Investors reported: 1
Minimum accepted: $100K
First sale: May 4, 2018

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 1

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 20, 2018	Amendment	$5,000,000	No comparison	1	SEC filing
Dec 11, 2017	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-300457

Sales agent receives a portion of the management fee payable by the Issuer to the Investment Manager. Amounts paid with respect to non-U.S. investors are included in the total.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Park Hill Group LLC	135898
BCW Securities LLC	144930
Stonehaven, LLC	118913

Source: Form D, filed Sep 20, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MGG SF DRAWDOWN FUND II (CAYMAN) LP

Investment adviser: MGG INVESTMENT GROUP LP

Gross asset value: $5.11M
Beneficial owners: 1
ADV minimum commitment: $100K

Reported in Form ADV on Mar 31, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS & C TECHNOLOGIES INC. (FKA: WELLS FARGO GLOBAL FUND SERVICES) EDINA, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Marketer PARK HILL GROUP LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 42

PARK HILL GROUP LLC
CRD 135898 · SEC 8-66958

Filing source

Form ADV 1298518 · Mar 31, 2019 · Schedule D 7.B.(1), fund 805-5982466392

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kevin Griffin	Executive
Mgg Investment Group Gp Ii Llc	Executive
Mgg Investment Group Lp	Promoter
Greg Racz	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Maples And Calder Ugland House, Po Box 309
Grand Cayman, E9, KY1-1104