Form D · Private Equity Fund

Method Advisors 2009, LP

Boston, MA · CIK 0001544979

Offering snapshot reported Dec 12, 2016 · SEC filing

Reported sold: $88.7M
Investors reported: 10
Minimum accepted: $500K
First sale: Mar 25, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 12, 2016	Amendment	$88,650,000	$0vs Mar 20, 2012	10	SEC filing
Mar 20, 2012	Initial	$88,650,000	No comparison	10	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $125K
Finders' fees: $0
Form D file number: 021-175231

The fund held its final closing in March 2010, therefore no interests are remaining to be sold.

Commission paid to broker-dealer listed in Item 12, related to an institution that invested in the Limited Partnership. Commission was equal to 0.5% of investor's commitment to the Limited Partnership.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Marwood Group	117015

Source: Form D, filed Dec 12, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

METHOD ADVISORS 2009, L.P.

Investment adviser: METHOD ADVISORS, LLC

Gross asset value: $52.8M
Beneficial owners: 10
ADV minimum commitment: $500K

Reported in Form ADV on Oct 15, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator IPS FUND SERVICES BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP BOSTON, Massachusetts, United States

Custodian BOSTON PRIVATE BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer MARWOOD GROUP NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

MARWOOD GROUP
CRD 117015

Filing source

Form ADV 1461928 · Oct 15, 2020 · Schedule D 7.B.(1), fund 805-9366929808

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Eric William Stewart	Executive, Promoter
Jeffrey Sung	Executive, Promoter
Christopher Paul Welch	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

192 South Street Suite 350
Boston, MA, 02111