Form D · Hedge Fund

Metacapital Rising Rates Fund, Ltd.

Grand Cayman, E9 · CIK 0001582319

Offering snapshot reported Oct 25, 2019 · SEC filing

Reported sold: $278M
Investors reported: 12
Minimum accepted: $100K
First sale: Jul 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$274,822,978 → $277,647,978

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 25, 2019	Amendment	$277,647,978	$2,825,000vs Oct 29, 2018	12	SEC filing
Oct 25, 2019	Amendment	$277,647,978	$2,825,000vs Oct 29, 2018	12	SEC filing
Oct 29, 2018	Amendment	$274,822,978	$600,000vs Nov 1, 2017	12	SEC filing
Nov 1, 2017	Amendment	$274,222,978	$800,000vs Apr 19, 2017	11	SEC filing
Apr 19, 2017	Amendment	$273,422,978	$6,600,000vs Apr 22, 2016	11	SEC filing
Apr 22, 2016	Amendment	$266,822,978	$0vs Mar 21, 2016	11	SEC filing
Mar 21, 2016	Amendment	$266,822,978	$88,785,250vs Mar 26, 2015	12	SEC filing
Mar 26, 2015	Amendment	$178,037,728	$40,326,233vs Jun 6, 2014	8	SEC filing
Jun 6, 2014	Amendment	$137,711,495	$134,636,495vs Aug 28, 2013	7	SEC filing
Aug 28, 2013	Initial	$3,075,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-201973

Total amount sold is the amount sold of the offering under the claim of federal exemption identified in Item 6 above.

The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid by the Issuer to the Investment Manger (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
CdR Capital S.A.	None
Morgan Stanley	149777
Citigroup Global Markets Inc.	7059
J.P. Morgan Securities LLC	79

Source: Form D, filed Oct 25, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

METACAPITAL RISING RATES FUND, LTD.

Investment adviser: METACAPITAL MANAGEMENT, L.P.

Gross asset value: $35.9M
Beneficial owners: 9
ADV minimum commitment: $500K

Reported in Form ADV on Jul 13, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Marketer CDR CAPITAL S.A. GENEVA, Switzerland Related to adviser: No

Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer MORGAN STANLEY PURCHASE, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 1323

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

MORGAN STANLEY
CRD 149777 · SEC 801-70103

Filing source

Form ADV 1443275 · Jul 13, 2020 · Schedule D 7.B.(1), fund 805-2863960456

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John Ackerley	Director
Russell Burt	Director
Ronan Guilfoyle	Director
Roger H. Hanson	Director
Metacapital Gp, Llc	Executive
Metacapital Management, L.P.	Executive
Deepak Narula	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Citco Fund Services (Cayman Islands) Ltd 89 Nexus Way Po Box 31106
Grand Cayman, E9, KY1-1205