Form D · Hedge Fund

Metacapital Rising Rates Fund, LP

New York, NY · CIK 0001576489

Offering snapshot reported Oct 28, 2019 · SEC filing

Reported sold
$315M
Indefinite offering
Investors reported
81
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$158M$315MMay 13, 2013: $10,435,000.00May 13, 2013May 5, 2014: $163,828,455.00May 4, 2015: $240,350,161.00Apr 22, 2016: $301,511,286.00Apr 20, 2017: $308,026,786.00Nov 1, 2017: $308,125,286.00Oct 29, 2018: $310,642,036.00Oct 28, 2019: $315,359,286.00Oct 28, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$310,642,036 → $315,359,286
  • Reported investors79 → 81

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 28, 2019Amendment$315,359,286$4,717,250vs Oct 29, 201881SEC filing
Oct 29, 2018Amendment$310,642,036$2,516,750vs Nov 1, 201779SEC filing
Nov 1, 2017Amendment$308,125,286$98,500vs Apr 20, 201775SEC filing
Apr 20, 2017Amendment$308,026,786$6,515,500vs Apr 22, 201675SEC filing
Apr 22, 2016Amendment$301,511,286$61,161,125vs May 4, 201574SEC filing
May 4, 2015Amendment$240,350,161$76,521,706vs May 5, 201469SEC filing
May 5, 2014Amendment$163,828,455$153,393,455vs May 13, 201362SEC filing
May 13, 2013Initial$10,435,000No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-196379
The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Citigroup Global Markets Inc.7059
Morgan Stanley149777
J.P. Morgan Securities LLC79

Source: Form D, filed Oct 28, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

METACAPITAL RISING RATES FUND, LP.

Investment adviser: METACAPITAL MANAGEMENT, L.P.

Gross asset value
$56.5M
Beneficial owners
15
ADV minimum commitment
$500K

Reported in Form ADV on Jul 13, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN STANLEY PURCHASE, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG
PCAOB 1323

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

MORGAN STANLEY
CRD 149777 · SEC 801-70103

Filing source

Form ADV 1443275 · Jul 13, 2020 · Schedule D 7.B.(1), fund 805-3675956686

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Metacapital Gp, Llc Executive
Metacapital Management, Llc Executive
Metacapital Management, L.P. Executive
Deepak Narula Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Metacapital Management, Llc 152 West 57 Th Street, 38 Th Floor
New York, NY, 10019