Form D · Commercial Banking
PATHWARD FINANCIAL, INC.
Sioux Falls, SD · CIK 0000907471
Offering snapshot reported Oct 7, 2022 · SEC filing
- Reported sold
- $20M Offering amount: $20M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 23, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 7, 2022 | Initial | $20,000,000 | No comparison | 11 | SEC filing |
| Nov 23, 2016 | Initial | $7,500,000 | No comparison | 1 | SEC filing |
| Oct 11, 2016 | Initial | $21,250,000 | No comparison | 1 | SEC filing |
| Dec 22, 2015 | Initial | $6,000,025 | No comparison | 1 | SEC filing |
| Oct 7, 2015 | Initial | $5,754,568 | No comparison | 2 | SEC filing |
| Jul 28, 2015 | Initial | $25,000,000 | No comparison | 4 | SEC filing |
| Jul 10, 2015 | Initial | $26,100,152 | No comparison | 14 | SEC filing |
| Aug 29, 2012 | Initial | Yet to sell | No comparison | 22 | SEC filing |
| May 17, 2012 | Initial | $13,184,000 | No comparison | 5 | SEC filing |
| Feb 4, 2010 | Initial | $8,862,450 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $300K
- Finders' fees
- $0
- Form D file number
- 021-461104
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Piper Sandler & Co. | 665 |
Source: Form D, filed Oct 7, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ronald W. Butterfield | Executive |
| Nadia A. Dombrowski | Executive |
| Ira D. Frericks | Executive |
| Scott H. Galit | Executive |
| E. Thurman Gaskill | Director |
| J. Tyler Haahr | Director, Executive |
| James S. Haahr | Director, Executive |
| Douglas J. Hajek | Director |
| Bradley C. Hanson | Director, Executive |
| Glen W. Herrick | Executive |
| Elizabeth G. Hoople | Director |
| Charles C. Ingram | Executive |
| Michael R. Kramer | Director |
| David Leedom | Executive |
| Ronald D. Mc Cray | Director |
| Frederick V. Moore | Director |
| Troy Moore Iii | Director, Executive |
| Rodney G. Muilenburg | Director |
| Jeanne Partlow | Director |
| Brett Pharr | Director, Executive |
| Anthony M. Sharett | Executive |
| Becky S. Shulman | Director |
| Cynthia M. Smith | Executive |
| Kendall E. Stork | Director |
| Sonja A. Theisen | Executive |
| Lizabeth H. Zlatkus | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
5501 South Broadband Lane
Sioux Falls, SD, 57108
Sioux Falls, SD, 57108