Form D · Other
MESIROW FINANCIAL HOLDINGS INC
Chicago, IL · CIK 0000827221
Offering snapshot reported Aug 4, 2014 · SEC filing
- Reported sold
- $422K Offering amount: $422K
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $31.4K Reported outside-investor minimum
- First sale
- Jul 30, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 4, 2014 | Initial | $422,029 | No comparison | 5 | SEC filing |
| Aug 7, 2013 | Initial | $9,033,689 | No comparison | 123 | SEC filing |
| Aug 8, 2012 | Initial | $21,122,710 | No comparison | 137 | SEC filing |
| Sep 21, 2011 | Initial | $35,363,265 | No comparison | 141 | SEC filing |
| Oct 26, 2010 | Amendment | $23,644,923 | $150,804vs Sep 27, 2010 | 134 | SEC filing |
| Sep 27, 2010 | Initial | $23,494,119 | No comparison | 133 | SEC filing |
| Sep 3, 2009 | Initial | $17,668,031 | No comparison | 117 | SEC filing |
| Sep 24, 2008 | Paper | Not reported | No comparison | Not reported | |
| Sep 7, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 9, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Sep 15, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Sep 22, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-222253
Source: Form D, filed Aug 4, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dennis B Black | Director, Executive |
| Michael Crowe | Executive |
| Thomas E Galuhn | Director, Executive |
| Jeffrey A Golman | Director, Executive |
| Ruth C. Hannenberg | Director, Executive |
| Martin B Kaplan | Director, Executive |
| Gary C Klopfenstein | Director, Executive |
| Gerald J Levin | Director, Executive |
| Thomas Macina | Director |
| Richard S Mesirow | Executive |
| Dominick J Mondi | Director, Executive |
| Lawrence P Morris | Executive |
| Lester A Morris | Director, Executive |
| Kristie P Paskvan | Director, Executive |
| Richard S Price | Director, Executive |
| Paul Rice | Director, Executive |
| Howard M Rossman | Director, Executive |
| Marc E Sacks | Director, Executive |
| Michael Szkatulski | Executive |
| Ralph S Tuliano | Director, Executive |
| James C Tyree | Director, Executive |
| Julie E Vander Weele | Director, Executive |
| Stephen C Vogt | Director, Executive |
| Bruce J Young | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
353 N Clark St
Chicago, IL, 60654
Chicago, IL, 60654