Form D · Hedge Fund

Mesirow Equity Opportunity Fund III, L.P.

New York, NY · CIK 0001503312

Offering snapshot reported Oct 15, 2014 · SEC filing

Reported sold
$38M
Indefinite offering
Investors reported
40
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$19M$38MOct 21, 2010Oct 12, 2011: $21,356,324.00Oct 12, 2011Oct 12, 2012: $37,194,324.00Oct 12, 2012Oct 15, 2013: $37,194,324.00Oct 15, 2013Oct 15, 2014: $37,994,324.00Oct 15, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$37,194,324 → $37,994,324
  • Reported investors37 → 40

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 15, 2014Amendment$37,994,324$800,000vs Oct 15, 201340SEC filing
Oct 15, 2013Amendment$37,194,324$0vs Oct 12, 201237SEC filing
Oct 12, 2012Amendment$37,194,324$15,838,000vs Oct 12, 201137SEC filing
Oct 12, 2011Amendment$21,356,324No comparison37SEC filing
Oct 21, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$851K (estimated)
Finders' fees
$0
Form D file number
021-149408
MAS compensates selling agents through sharing a portion of fees generated from the interests sold by the selling agents, w/o reimbursement from the Issuer. Selling agents are not paid out of the offering proceeds.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Inc.7691

Source: Form D, filed Oct 15, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Carolyn Burke Executive
Brian D. Cornell Executive
Greg Fedorinchik Executive
Martin B. Kaplan Executive
Mark C. Kulpins Executive
Thomas Macina Executive
N/A Mesirow Advanced Strategies, Inc Promoter
N/A Mesirow Advanced Strategies, Inc. Promoter
Gregory Robbins Executive
Howard M. Rossman Executive
Eric D. Siegel Executive
Stephen C. Vogt Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
The Bank Of New York Mellon 101 Barclay Street, 20 W
New York, NY, 10286