Form D · Hedge Fund
MESIROW BALANCED EQUITY FUND LP
New York, NY · CIK 0001120592
Offering snapshot reported Mar 15, 2012 · SEC filing
- Reported sold
- $317M Indefinite offering
- Investors reported
- 154 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jul 1, 2000 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$316,704,857 → $316,994,857
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 15, 2012 | Amendment | $316,994,857 | $290,000vs Mar 15, 2011 | 154 | SEC filing |
| Mar 15, 2011 | Amendment | $316,704,857 | $880,000vs Mar 15, 2010 | 154 | SEC filing |
| Mar 15, 2010 | Amendment | $315,824,857 | No comparison | 154 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.59M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-128458
MAS compensates selling agents through sharing a portion of fees generated from the interests sold by the selling agents, w/o reimbursement from the Issuer. Selling agents are not paid out of the offering proceeds. Requested information commences 3/15/09.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Mesirow Financial, Inc. | 2764 | |
| Morgan Stanley Smith Barney LLC | 14977 | |
| Stifel, Nicholaus & Company, Inc. | 739 | |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | 7691 |
Source: Form D, filed Mar 15, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Carolyn Burke | Executive |
| Brian D Cornell | Executive |
| Greg Fedorinchik | Executive |
| Martin B Kaplan | Executive |
| Thomas Macina | Executive |
| N/A Mesirow Advanced Strategies Inc. | Executive |
| Gregory J Robbins | Executive |
| Howard M Rossman | Executive |
| Eric D Siegel | Executive |
| Stephen C Vogt | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
The Bank Of New York Mellon 101 Barclay Street, 20 W
New York, NY, 10286
New York, NY, 10286