Form D · Investment Banking
Merriman Holdings, Inc
San Francisco, CA · CIK 0000826683
Offering snapshot reported Apr 21, 2011 · SEC filing
- Reported sold
- $3.1M Offering amount: $5M
- Investors reported
- 25 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 7, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 21, 2011 | Initial | $3,100,000 | No comparison | 25 | SEC filing |
| Sep 23, 2009 | Initial | $10,200,000 | No comparison | 56 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-158781
Source: Form D, filed Apr 21, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrew Arno | Director |
| Douglas G. Bergeron | Director |
| Ronald L. Chez | Director |
| Peter V. Coleman | Executive |
| William J. Febbo | Director |
| Robert E. Ford | Executive |
| D. Jonathan Merriman | Director, Executive |
| David Jonathan Merriman | Director, Executive |
| Patrick W. O'brien | Director |
| Dennis G. Schmal | Director |
| Alex W. Seiler | Director, Executive |
| Jeffrey M. Soinski | Director |
| John M. Thompson | Director |
| Jack Thrift | Executive |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
600 California Street 9th Floor
San Francisco, CA, 94025
San Francisco, CA, 94025