Form D · Other Investment Fund

Merrill Lynch Investment Solutions - Westchester Merger Arbitrage UCITS Fund

Luxembourg, N4 · CIK 0001525038

Offering snapshot reported Jul 8, 2011 · SEC filing

Reported sold: $1M
Investors reported: 1
Minimum accepted: $1K
First sale: Jun 24, 2011

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 8, 2011	Initial	$1,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-162510

Source: Form D, filed Jul 8, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MERRILL LYNCH INVESTMENT SOLUTIONS--WESTCHESTER MERGER ARBITRAGE UCITS FUND

Investment adviser: WESTCHESTER CAPITAL MANAGEMENT, LLC

Gross asset value: $7.34M
Beneficial owners: 5
ADV minimum commitment: $100

Reported in Form ADV on Aug 4, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK LUXEMBOURG S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS S.A.R.L LUXEMBOURG, Luxembourg

Custodian STATE STREET BANK LUXEMBOURG S.A. LUXEMBOURG, Luxembourg Related to adviser: No

Marketer MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Filing source

Form ADV 1030163 · Aug 4, 2016 · Schedule D 7.B.(1), fund 805-7865219497

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Raymond Blokland	Director
Dauphou Edi	Executive
Riccardo Fisogni	Director
Paul Guillaume	Director
Miriam Muller	Director
James Munce	Executive
Eric Personne	Director
Jean Claude Wolter	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

16 Boulevard Royal
Luxembourg, N4, L-2449