Form D · Other Investment Fund
MERGANSER CORE PLUS BOND FUND LLC
Boston, MA · CIK 0001200289
Offering snapshot reported Feb 12, 2021 · SEC filing
- Reported sold
- $64.1M Offering amount: $1B
- Investors reported
- 49 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Nov 1, 2002 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$58,661,191 → $64,111,235
- Reported investors48 → 49
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 12, 2021 | Amendment | $64,111,235 | $5,450,044vs Feb 13, 2020 | 49 | SEC filing |
| Feb 13, 2020 | Amendment | $58,661,191 | $1,437,762vs Feb 15, 2019 | 48 | SEC filing |
| Feb 15, 2019 | Amendment | $57,223,429 | $2,130,221vs Feb 16, 2018 | 46 | SEC filing |
| Feb 16, 2018 | Amendment | $55,093,208 | $2,105,200vs Feb 17, 2017 | 44 | SEC filing |
| Feb 17, 2017 | Amendment | $52,988,008 | $4,128,020vs Feb 18, 2016 | 38 | SEC filing |
| Feb 18, 2016 | Amendment | $48,859,988 | $1,775,000vs Feb 19, 2015 | 31 | SEC filing |
| Feb 19, 2015 | Amendment | $47,084,988 | $6,846,000vs Feb 24, 2014 | 29 | SEC filing |
| Feb 24, 2014 | Amendment | $40,238,988 | $7,000,000vs Feb 25, 2013 | 20 | SEC filing |
| Feb 25, 2013 | Amendment | $33,238,988 | $9,500,000vs Mar 22, 2012 | 19 | SEC filing |
| Mar 22, 2012 | Amendment | $23,738,988 | $18,050,000vs Mar 23, 2011 | 18 | SEC filing |
| Mar 23, 2011 | Amendment | $5,688,988 | $0vs Mar 24, 2010 | 2 | SEC filing |
| Mar 24, 2010 | Amendment | $5,688,988 | $0vs Mar 16, 2009 | 2 | SEC filing |
| Mar 16, 2009 | Amendment | $5,688,988 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-49137
Source: Form D, filed Feb 12, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
MERGANSER CORE PLUS BOND FUND LLC
Investment adviser: MERGANSER CAPITAL MANAGEMENT, LLC
- Gross asset value
- $22.5M
- Beneficial owners
- 24
- ADV minimum commitment
- $250K
Reported in Form ADV on Jan 5, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
WOLF & COMPANY
PCAOB 392
Filing source
Form ADV 1587921 · Jan 5, 2022 · Schedule D 7.B.(1), fund 805-8886263349
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey C. Addis | Executive |
| Edward R. Bedrosian | Executive |
| Todd B. Copenhaver | Executive |
| Peter S. Kaplan | Executive |
| Douglas A. Kelly | Executive |
| Pamela E. Ketchum | Executive |
| Wendy B. Mc Gowan | Executive |
| Llc Merganser Capital Management, | Executive |
| Inc. Merganser Capital Management, | Executive |
| Manager Merganser Capital Management, Llc | Promoter |
| Derek P. Moran | Executive |
| Michael A. Siciliano | Executive |
| Andrew M. Smock | Executive |
| Adam M. Ware | Executive |
| Richard F. Woerner | Executive |
| Jennifer K. Wynn | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02110