Form D · Other Investment Fund

Merganser Core Bond Fund LLC

Boston, MA · CIK 0001569031

Offering snapshot reported Feb 19, 2015 · SEC filing

Reported sold: $4.01M
Investors reported: 2
Minimum accepted: $5M
First sale: Jul 27, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 19, 2015	Amendment	$4,005,000	$0vs Feb 24, 2014	2	SEC filing
Feb 24, 2014	Amendment	$4,005,000	$5,000vs Feb 25, 2013	2	SEC filing
Feb 25, 2013	Initial	$4,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-192335

Source: Form D, filed Feb 19, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MERGANSER CORE BOND FUND LLC

Investment adviser: MERGANSER CAPITAL MANAGEMENT, LLC

Gross asset value: $3.98M
Beneficial owners: 1
ADV minimum commitment: $5M

Reported in Form ADV on Jul 10, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor WOLF & COMPANY BOSTON, Massachusetts, United States

Custodian BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 834071 · Jul 10, 2014 · Schedule D 7.B.(1), fund 805-5979796051

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Merganser Core Bond Fund LLC (this fund)	Feb 19, 2015	$4,005,000	2
Merganser Core Bond Fund II LLC	Feb 17, 2026	$218,660,011	18

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Peter S. Kaplan	Executive
Douglas A. Kelly	Executive
Inc. Merganser Capital Management,	Executive
Llc Merganser Capital Management,	Executive
Derek P. Moran	Executive
Andrew M. Smock	Executive
Adam M. Ware	Executive
Jennifer K. Wynn	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

99 High Street
Boston, MA, 02110