Form D · Hedge Fund

Mercer Park Special Situations Fund, LLC

New York, NY · CIK 0001496716

Offering snapshot reported Jun 30, 2011 · SEC filing

Reported sold
$29.7M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jul 2, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.9M$29.7MJul 19, 2010: $6,950,000.00Jul 19, 2010Jun 30, 2011: $29,719,792.00Jun 30, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,950,000 → $29,719,792
  • Reported investors3 → 5

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 30, 2011Amendment$29,719,792$22,769,792vs Jul 19, 20105SEC filing
Jul 19, 2010Initial$6,950,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-145176

Source: Form D, filed Jun 30, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MERCER PARK SPECIAL SITUATIONS FUND, LLC

Investment adviser: MERCER PARK, LP

Gross asset value
$26.9M
Beneficial owners
6
ADV minimum commitment
$5M

Reported in Form ADV on Mar 30, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS ROSELAND, New Jersey, United States
Custodian JPMORGAN CHASE BANK, N.A. SAN ANTONIO, Texas, United States Related to adviser: No
Custodian MORGAN STANLEY & CO., INC. NEW YORK CITY, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY QUINCY, Massachusetts, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO., INC. NEW YORK CITY, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 612781 · Mar 30, 2012 · Schedule D 7.B.(1), fund 805-8295547554

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jonathan Sandelman Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
767 Fifth Avenue, 19th Floor
New York, NY, 10153