Form D · Hedge Fund

Mercer ERISA Hedge Fund Investors Ltd

Grand Cayman, E9 · CIK 0001527954

Offering snapshot reported May 22, 2014 · SEC filing

Reported sold
$73.9M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Aug 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$36.9M$73.9MAug 15, 2011: $43,880,000.00Aug 15, 2011Mar 12, 2012: $43,880,000.00Mar 12, 2012May 22, 2012: $43,880,000.00May 22, 2013: $43,880,000.00May 22, 2013May 22, 2014: $73,880,000.00May 22, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$43,880,000 → $73,880,000
  • Reported investors1 → 4

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 22, 2014Amendment$73,880,000$30,000,000vs May 22, 20134SEC filing
May 22, 2013Amendment$43,880,000$0vs May 22, 20121SEC filing
May 22, 2012Amendment$43,880,000$0vs Mar 12, 20121SEC filing
Mar 12, 2012Amendment$43,880,000$0vs Aug 15, 20111SEC filing
Aug 15, 2011Initial$43,880,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-164485

Source: Form D, filed May 22, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MERCER ERISA HEDGE FUND INVESTORS LTD

Investment adviser: MERCER INVESTMENTS LLC

Gross asset value
$81.1M
Beneficial owners
4
ADV minimum commitment
$1M

Reported in Form ADV on Mar 12, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands
Auditor DELOITTE & TOUCHE LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer MMC SECURITIES CORP. BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MMC SECURITIES CORP.
CRD 103846 · SEC 801-60515

Filing source

Form ADV 884993 · Mar 12, 2015 · Schedule D 7.B.(1), fund 805-1825793085

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stephen M. Ewen Director, Executive
David J. Mc Millan Director, Executive
N/A Mercer Global Investments, Inc. Promoter
N/A Mercer Investment Management, Inc. Promoter
Richard L. Nuzum Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House, South Church Street
Grand Cayman, E9, KY1-1104