Form D · Hedge Fund

Mendon Capital QP LP

Chicago, IL · CIK 0001639084

Offering snapshot reported Apr 5, 2021 · SEC filing

Reported sold
$154M
Indefinite offering
Investors reported
99
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Mar 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$77M$154MApr 10, 2015: $11,250,000.00Apr 10, 2015Apr 8, 2016: $15,275,000.00Apr 7, 2017: $67,375,000.00Apr 6, 2018: $114,968,000.00Apr 5, 2019: $149,790,000.00Apr 3, 2020: $154,035,000.00Apr 5, 2021: $154,035,000.00Apr 5, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 5, 2021Amendment$154,035,000$0vs Apr 3, 202099SEC filing
Apr 3, 2020Amendment$154,035,000$4,245,000vs Apr 5, 201999SEC filing
Apr 5, 2019Amendment$149,790,000$34,822,000vs Apr 6, 201898SEC filing
Apr 6, 2018Amendment$114,968,000$47,593,000vs Apr 7, 201779SEC filing
Apr 7, 2017Amendment$67,375,000$52,100,000vs Apr 8, 201644SEC filing
Apr 8, 2016Amendment$15,275,000$4,025,000vs Apr 10, 201515SEC filing
Apr 10, 2015Initial$11,250,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-237742

Source: Form D, filed Apr 5, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MENDON CAPITAL QP LP

Investment adviser: CURI CAPITAL, LLC

Gross asset value
$0
Beneficial owners
52
ADV minimum commitment
$250K

Reported in Form ADV on Aug 1, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

RSM US LLP
PCAOB 49

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1667123 · Aug 1, 2022 · Schedule D 7.B.(1), fund 805-9618388920

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Don Bechter Director
Richard M. Burridge Director
Walter Clark Director
Frederick Paulman Director
N/A Rmb Capital Holdings, Llc Director
N/A Rmb Capital Management, Llc Director
N/A Rmb Mendon Managers Llc Director
Anton Schutz Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
115 S. Lasalle Street 34 Th Floor
Chicago, IL, 60603