Form D · Hospitals and Physicians
Memorial Hermann Surgery Center Memorial City, L.L.C.
Houston, TX · CIK 0001467846
Offering snapshot reported Feb 11, 2010 · SEC filing
- Reported sold
- $743K Offering amount: $1.01M
- Investors reported
- 26 Form D · investor count
- Minimum accepted
- $11.3K Reported outside-investor minimum
- First sale
- Jun 22, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$405,000 → $742,500
- Reported investors7 → 26
- Minimum accepted$22,500 → $11,250
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 11, 2010 | Amendment | $742,500 | $337,500vs Jul 8, 2009 | 26 | SEC filing |
| Jul 8, 2009 | Initial | $405,000 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-132522
The Placement Agent will be paid a fee of $47,500.00 for its services in connection with the offering, but it will not be paid a commission or fee based on the results of the offering or level of sales of units.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| The Securities Group, LLC | 118148 | Charles (Chase) Turner Neal · CRD 4625349 |
Source: Form D, filed Feb 11, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Keith Alexander | Director, Executive |
| Carrol Aulbaugh | Executive |
| Dave Jones | Executive |
| David Jones | Director, Executive |
| James Polfreman | Director, Executive |
| Chuck Stokes | Executive |
| David Whalen | Director, Executive |
Issuer details
Industry: Hospitals and Physicians (See others in industry)
Address:Houston, TX, 77074