Form D · Other Real Estate
Medstone Equity Fund, LLC
Dallas, TX · CIK 0001456694
Offering snapshot reported Jun 24, 2010 · SEC filing
- Reported sold
- $991K Offering amount: $75M
- Investors reported
- 25 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 5, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$940,757 → $990,757
- Reported investors24 → 25
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 24, 2010 | Amendment | $990,757 | $50,000vs Jun 16, 2010 | 25 | SEC filing |
| Jun 16, 2010 | Amendment | $940,757 | $125,757vs May 13, 2010 | 24 | SEC filing |
| May 13, 2010 | Amendment | $815,000 | $715,000vs May 15, 2009 | 20 | SEC filing |
| May 15, 2009 | Initial | $100,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $5.25M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-131272
The offering amount may be increased by the Issuer's manager by up to an additional $25,000,000 in units of membership interest, for a maximum aggregate offering amount of up to $100,000,000.
Estimated to be paid based on total offering amount
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| RMC Capital Markets Group, Inc. | 139643 | |
| Charles Shafe | 1277113 | TransAm Securities, Inc. · CRD 18923 |
| Dwight A. Smith | 5642031 | Workman Securities, Inc. · CRD 31898 |
| Michael L Romero | 4411973 | Workman Securities, Inc. · CRD 31898 |
| Tim Flick | 4292267 | Fulcrum Securities, Inc. · CRD 140084 |
| Jeff Nesseth | 1983482 | QA3 Financial Corporation · CRD 14754 |
| John Redfearn | 2771876 | QA3 Financial Corporation · CRD 14754 |
| Ron Lundy | 4060961 | QA3 Financial Corporation · CRD 14754 |
| Lou Wright | 4053503 | GunnAllen · CRD 17609 |
| Matthew Bade | 1686261 | GunnAllen · CRD 17609 |
| Bryan Bourgeois | 4691362 | Workman Securities · CRD 31898 |
| Arthur T. Roth II | 2593892 | Berthel, Fisher & Company Financial Services, Inc. · CRD 13609 |
Source: Form D, filed Jun 24, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Matthews Chris | Executive |
| Brad Cook | Executive |
| R. Maurice Crowe | Executive, Promoter |
| H. Dodd Crutcher | Executive |
| Doug Johnson | Executive |
| Michael Lipomi | Executive |
| Chris Matthews | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
5944 Luther Lane Suite 501
Dallas, TX, 75225
Dallas, TX, 75225