Form D · Other
Soluna Holdings, Inc
Albany, NY · CIK 0000064463
Offering snapshot reported Dec 20, 2022 · SEC filing
- Reported sold
- $460K Offering amount: $460K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 5, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 20, 2022 | Initial | $460,200 | No comparison | 1 | SEC filing |
| Dec 20, 2022 | Initial | $0 | No comparison | 1 | SEC filing |
| Nov 7, 2022 | Initial | $285,000 | No comparison | 1 | SEC filing |
| Oct 24, 2022 | Initial | $850,000 | No comparison | 1 | SEC filing |
| Aug 3, 2022 | Initial | $0 | No comparison | 1 | SEC filing |
| Nov 12, 2021 | Initial | $30,000,000 | No comparison | 1 | SEC filing |
| Nov 12, 2021 | Initial | $3,475,000 | No comparison | 1 | SEC filing |
| Dec 18, 2020 | Initial | $30,000 | No comparison | 1 | SEC filing |
| Apr 18, 2018 | Initial | $3,625 | No comparison | 1 | SEC filing |
| Oct 24, 2016 | Initial | $2,737,500 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-468112
Per Placement agreement with Univest entered 12.5.22, represents a fee in shares of common stock & warrants equal to 7% of the shares of common stock issued at the first Closing of the Offering on 12.5.22, & 431,014 restricted shares of common stock
Source: Form D, filed Dec 20, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Belizaire | Director, Executive |
| Moshe Binyamin | Executive |
| John Bottomley | Director |
| William Hazelip | Director |
| Edward R. Hirshfield | Director |
| Edward Hirshfield | Director |
| Frederick W. Jones | Executive |
| Matthew Lipman | Director |
| Kevin G. Lynch | Director, Executive |
| Alykan Madhavji | Director |
| Thomas J. Marusak | Director |
| Thomas Marusak | Director |
| David C. Michaels | Director |
| David Michaels | Director |
| Philip Patman | Executive |
| William P. Phelan | Director |
| William Phelan | Director |
| Jessica L Thomas | Executive |
| Michael Toporek | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
325 Washington Avenue Extension
Albany, NY, 12205
Albany, NY, 12205