Form D · Other Technology
Atomera Inc
Los Gatos, CA · CIK 0001420520
Offering snapshot reported Apr 13, 2016 · SEC filing
- Reported sold
- $5.96M Offering amount: $6M
- Investors reported
- 116 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 1, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 13, 2016 | Initial | $5,958,348 | No comparison | 116 | SEC filing |
| Mar 25, 2015 | Initial | $14,750,000 | No comparison | 177 | SEC filing |
| Oct 30, 2014 | Initial | $6,102,666 | No comparison | 61 | SEC filing |
| Dec 21, 2011 | Amendment | $7,030,758 | $1,413,126vs Aug 12, 2011 | 64 | SEC filing |
| Aug 12, 2011 | Initial | $5,617,632 | No comparison | 55 | SEC filing |
| Feb 17, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $438K
- Finders' fees
- $0
- Form D file number
- 021-261169
Total offering amount includes 5,958,348.00 of senior secured convertible notes and the underlying shares of common stock.
Based on the sale of $4,377,781.00 of senior secured convertible notes by the placement agent.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| National Securities Corporation | 7569 |
Source: Form D, filed Apr 13, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Scott Bibaud | Director, Executive |
| Alec Broers | Director |
| Barry Brown | Director |
| Rinn Cleavelin | Director |
| C. Rinn Cleavelin, Ph.D. | Director |
| Ron Cope | Executive |
| Sam Gazal | Director |
| John Gerber | Director |
| Jeremy D.M. Ingall | Director |
| Francis Laurencio | Executive |
| Robert Mears | Executive |
| Rolando Rabines | Director |
| Karim Sahyoun | Director |
| Rolf Stadheim | Director |
| Rosalie Stahl | Director |
| Erwin Trautmann | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
750 University Avenue Suite 280
Los Gatos, CA, 95032
Los Gatos, CA, 95032