Form D · Hedge Fund

MD Sass US Government Agency 3 Year Duration Bond Fund, LLC

New York, NY · CIK 0001470568

Offering snapshot reported Aug 19, 2010 · SEC filing

Reported sold
$8.16M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jul 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.08M$8.16MAug 19, 2009: $2,250,000.00Aug 19, 2009Aug 19, 2010: $8,157,500.00Aug 19, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,250,000 → $8,157,500
  • Reported investors2 → 8

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 19, 2010Amendment$8,157,500$5,907,500vs Aug 19, 20098SEC filing
Aug 19, 2009Initial$2,250,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-133784

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
M.D. Sass Securities, L.L.C.139760

Source: Form D, filed Aug 19, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dominic N/A Bruno Executive
Hugh N/A Lamle Executive
Lipkee N/A Lu Executive
. M.D. Sass Investor Services, Inc. Promoter
N/A N/A M.D. Sass Investor Services, Inc. Promoter
Jerry N/A Miller Executive
Nancy N/A Persoons Executive
Martin D. Sass Director, Executive, Promoter
Fred N/A Sung Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1185 Avenue Of The Americas 18 Th Floor
New York, NY, 10036