Form D · Other Real Estate
MCI Preferred Income Fund IV, LLC
Dallas, TX · CIK 0001774415
Offering snapshot reported Oct 4, 2022 · SEC filing
- Reported sold
- $140M Offering amount: $500M
- Investors reported
- 1,643 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Aug 27, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$49,599,420 → $139,896,323
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 4, 2022 | Amendment | $139,896,323 | $90,296,903vs Jul 9, 2021 | 1,643 | SEC filing |
| Jul 9, 2021 | Amendment | $49,599,420 | No comparison | Not reported | SEC filing |
| Jun 12, 2020 | Amendment | $9,110,150 | $3,227,614vs Mar 16, 2020 | 129 | SEC filing |
| Mar 16, 2020 | Amendment | $5,882,536 | $3,955,036vs Jan 23, 2020 | 85 | SEC filing |
| Jan 23, 2020 | Amendment | $1,927,500 | No comparison | 29 | SEC filing |
| Jul 25, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $50M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-345040
Information as of September 30, 2022.
Assuming Maximum Offering Amount raised. Includes Selling Commissions of 7%; Managing Broker-Dealer Fee of 2.5% (which may be re-allowed, in part, to certain members of the Selling Group); and up to 0.5% as a Servicing Fee to the Managing Broker Dealer.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| International Assets Advisory, LLC | 10645 | |
| Cabot Lodge Securities LLC | 159712 | |
| Westpark Wealth Advisors, Inc. | 130914 | |
| Benchmark Investments, Inc. | 103792 | |
| Center Street Securities, Inc. | 26898 | |
| Network 1 Financial Securities Inc. | 13577 | |
| NI Advisors | 134502 | |
| Momentum Advisors, LLC | 159574 | |
| Bain Wealth Management Group, LLC | 281066 | |
| Dempsey Lord Smith, LLC | 141238 | |
| Purshe Kaplan Sterling Investments | 35747 | |
| Grand Parkway Capital, LLC | 149775 | |
| Sanders Morris Harris, LLC | 20580 | |
| Great Point Capital, LLC | 114203 | |
| T. Dibernardo Consulting, Inc. | 291634 | |
| Vienna Asset Management, LLC | 299725 | |
| Claraphi Advisory Network, LLC | 165868 | |
| Investment Security Corporation | 47536 | |
| LFS RIA, LLC | 153391 | |
| Emerson Equity, LLC | 130032 | |
| PHX Financial Inc. | 144403 | |
| The Strategic Financial Alliance | 126514 | |
| SCF Securities, Inc. | 47275 | |
| KCD Financial, Inc. | 127472 | |
| Alexander Capital, LP | 40077 | |
| Arkadios Capital | 282710 | |
| SW Financial | 145012 | |
| LifeMark Securities Corp. | 16204 | |
| Crown Capital Securities, L.P | 6312 | |
| RelyOn Financial Advisors | 269934 | |
| Plan Group Financial, Inc. | 116508 | |
| Great Nation Investment Coporation | 19981 | |
| Barndollar Investments Advisory Services Incoporated | 168247 | |
| Newbridge Securities Corporation | 288898 | |
| Aegis Capital Corporation | 15007 | |
| Investment Fiduciary Planners, LLC | 287842 | |
| World Equity Group, Inc. | 29087 | |
| Chalice Capital Partners | 288898 | |
| Westpark Capital, Inc | 39914 | |
| Asset Preservation Group, Inc. | 108150 | |
| Alliance Global Partners | 8361 | |
| Vestech Securities, Inc. | 41409 | |
| Coastal Equities, Inc. | 23769 | |
| O'Connell Investments and Insurance Services, LLC | 290254 | |
| Money Script Wealth Management, PLLC | 286134 | |
| Capital Markets IQ, LLC | 134921 | |
| TRS Advisors | 283248 | |
| Western International Securities | 39262 | |
| Veripax Wealth Management, Inc. | 95630 | |
| Wealth Management of Kentucky, Inc. | 171446 | |
| WE Alliance Wealth Advisors, Inc. | 175405 | |
| Acorn Financial Advisory Services, Inc. | 116763 | |
| JRL Capital Corporation | 10225 | |
| Saxony Securities, Inc. | 115547 | |
| Independence Capital Co., Inc. | 24723 | |
| Frontier Financial Partners, LLC | 136465 | |
| Abound Wealth Strategies, LLC | 305362 | |
| Hill Country Group | 307376 | |
| Parsons Capital Management, LLC | 114494 | |
| Kingswood Capital Partners, LLC | 288898 | |
| Purepath Wealth Management | 168247 | |
| Investment Planners, Inc. | 18557 | |
| International Assets Investment Management, LLC | 144426 | |
| Capital City Securities, LLC | 146001 | |
| Fourstar Wealth Advisors, LLC | 169613 | |
| Insight Financial | 286467 | |
| Client First Capital, LLC | 300684 | |
| Lyke Financial | 154199 | |
| Pivotal Advisors LLC | 310612 | |
| First Financial Equity Corporation | 16507 | |
| Calton & Associates, Inc. | 20999 | |
| Nova Capital Solutions | 174636 | |
| Engel Capital LLC | 312646 | |
| Berone Capital LLC | 316412 | |
| Alpha Financial Partners LLC | 306639 | |
| Capital Securities LLC | 174167 | |
| Holbrook Global Strategies | 127059 | |
| Elevation Wealth Management, LLC | 314604 | |
| Nobles & Richards, Inc. | 146870 | |
| Vann Equity Management LLC | 174239 | |
| ShareNett Securities LLC | 151011 | |
| Alternative Wealth (dba Atomi Financial Group) | 171787 | |
| Ausdal Financial Partners | 7995 | |
| Accretive Wealth Management | 164341 | |
| D.H. Hill Securities, LLLP | 41528 | |
| Frontier Wealth Strategies L.P. | 165932 | |
| Ultra Financial Partners | 315239 | |
| Legacy Wealth Management, LLC | 174767 | |
| Belpointe Wealth Management | 143440 | |
| Portsmith - SmartLike Financial Group, LLC | 168299 | |
| Barnes Wealth Management Group Inc. | 132189 | |
| TRS Advisors, LLC | 283248 | |
| Main Street Financial Solutions, LLC | 305834 | |
| Bowen Wealth LLC | 315212 | |
| Bison Investment Advisors, LLC | 149775 |
Source: Form D, filed Oct 4, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Armin Afzalipour | Director, Executive, Promoter |
| Arash Afzalipour | Director, Executive, Promoter |
| Mci Holdings, Llc | Director |
| Megatel Capital Investment, Llc | Director, Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
2101 Cedar Springs Road Suite 700
Dallas, TX, 75201
Dallas, TX, 75201