Form D · Other
McGinn Smith Independent Services Corp.
Albany, NY · CIK 0001466964
Offering snapshot reported Jun 24, 2009 · SEC filing
- Reported sold
- $150K Offering amount: $2M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Jun 12, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 24, 2009 | Initial | $150,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $140K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-132217
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| McGinn Smith & Co., Inc. | 8453 |
Source: Form D, filed Jun 24, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Timothy Michael Mc Ginn | Director, Executive |
| David L. Smith | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
99 Pine Street Fifth Floor
Albany, NY, 12207
Albany, NY, 12207