Form D · Private Equity Fund
McCarthy Group, LLC
Omaha, NE · CIK 0001384332
Offering snapshot reported May 18, 2015 · SEC filing
- Reported sold
- $20.8M Offering amount: $20.8M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $339K Reported outside-investor minimum
- First sale
- May 1, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 18, 2015 | Initial | $20,786,331 | No comparison | 12 | SEC filing |
| Apr 17, 2009 | Initial | $12,604,364 | No comparison | Not reported | SEC filing |
| Jan 19, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-240053
Source: Form D, filed May 18, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
MCCARTHY GROUP, LLC
Investment adviser: M-ONE CAPITAL MANAGEMENT, LLC
- Gross asset value
- $1.85B
- Beneficial owners
- 167
- ADV minimum commitment
- $1M
Reported in Form ADV on May 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
KPMG LLP
PCAOB 185
CHARLES SCHWAB & CO., INC.
SEC 8-16514
FIRST NATIONAL BANK OF OMAHA
LEI LDVFX8JEECFFE8HRWA73
NORTHLAND SECURITIES, INC.
SEC 8-48994
Filing source
Form ADV 2107899 · May 26, 2026 · Schedule D 7.B.(1), fund 805-3339003071
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert D. Bates | Director |
| Dana C. Bradford | Director, Executive, Promoter |
| Margaret Doyle | Director |
| Patrick J. Duffy | Director, Executive, Promoter |
| John Gottschalk | Director |
| Howard Hawks | Director |
| Richard L. Jarvis | Director |
| Michael C. Lebens | Director |
| Michael R. Mccarthy | Director, Executive, Promoter |
| Michael R. Mc Carthy | Director, Executive, Promoter |
| Kenneth E. Stinson | Director |
| James Timmerman | Director |
| Gerald H. Timmerman | Director |
| Norman W. Waitt, Jr. | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Omaha, NE, 68102