Form D · Private Equity Fund
MC-Seamax Shipping Opportunities Fund LP
Stamford, CT · CIK 0001587488
Offering snapshot reported Sep 4, 2015 · SEC filing
- Reported sold
- $249M Indefinite offering
- Investors reported
- 16 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Sep 10, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$80,220,000 → $249,220,000
- Reported investors4 → 16
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 4, 2015 | Amendment | $249,220,000 | $169,000,000vs Oct 17, 2014 | 16 | SEC filing |
| Oct 17, 2014 | Amendment | $80,220,000 | $20,000,000vs Sep 23, 2014 | 4 | SEC filing |
| Sep 23, 2014 | Amendment | $60,220,000 | $0vs Sep 24, 2013 | 3 | SEC filing |
| Sep 24, 2013 | Initial | $60,220,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-203465
Some entities listed in Item 12 are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the General Partner (or its affiliate) from the assets under management and/or the incentive allocation.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| John Dearing | 1399611 | MC Asset Management Americas, Ltd. · CRD 23330 |
| N/A | None | RSP Investments, LLC · CRD 161622 |
| Scott M. Harrington | 1423070 | MC Asset Management Americas, Ltd. · CRD 23330 |
| Kristen Purcell | 5044631 | MC Asset Management Americas, Ltd. · CRD 23330 |
Source: Form D, filed Sep 4, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Cao Deambrosio | Executive |
| Juan Deambrosio | Executive |
| Mc Seamax Gp Limited | Executive, Promoter |
| Mc Seamax Management Limited | Executive, Promoter |
| Ron Petrunoff | Executive |
| Ronald Petrunoff | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Stamford, CT, 06901