Form D · Hedge Fund

Maxima Fund III, L.P.

New York, NY · CIK 0001995334

Offering snapshot reported Jan 10, 2024 · SEC filing

Reported sold: $24.1M
Investors reported: 13
Minimum accepted: $0
First sale: Jan 2, 2024

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 13

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 10, 2024	Amendment	$24,050,000	No comparison	13	SEC filing
Sep 28, 2023	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-493269

Source: Form D, filed Jan 10, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAXIMA FUND III, L.P.

Investment adviser: SADDLE POINT MANAGEMENT, L.P.

Gross asset value: $64.6M
Beneficial owners: 19
ADV minimum commitment: $250K

Reported in Form ADV on Jun 4, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OVERBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian AXOS BANK SAN DIEGO, California, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

AXOS BANK
LEI 2549009XZAG1P20YAJ63

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1879202 · Jun 4, 2024 · Schedule D 7.B.(1), fund 805-6579291825

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Maxima Fund I, L.P.	Oct 18, 2019	$83,000,000	9
Maxima Fund II, L.P.	Oct 28, 2021	Yet to sell	0
Maxima Fund III, L.P. (this fund)	Jan 10, 2024	$24,050,000	13
Maxima Fund IV, L.P.	Dec 8, 2025	$100,000,000	5

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Maxima Fund Iii Gp, Llc	Executive
N/A Saddle Point Management, L.P.	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1325 Avenue Of The Americas, Ste. 2103
New York, NY, 10019