Form D · Investing
Maxim Financial LLC
Plano, TX · CIK 0001990376
Offering snapshot reported Aug 28, 2023 · SEC filing
- Reported sold
- $100K Offering amount: $100M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Mar 8, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 28, 2023 | Initial | $100,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-490802
Source: Form D, filed Aug 28, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
MAXIM FINANCIAL, LLC
Investment adviser: MDD VENTURES, LLC
- Gross asset value
- $100K
- Beneficial owners
- 1
- ADV minimum commitment
- $50K
Reported in Form ADV on Sep 13, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
INTERACTIVE BROKERS LLC
SEC 8-47257
Filing source
Form ADV 1784084 · Sep 13, 2023 · Schedule D 7.B.(1), fund 805-5296577847
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Manish Dodani | Executive |
Issuer details
Industry: Investing (See others in industry)
Address:Plano, TX, 75094