Form D · Hedge Fund

Maverick ASP Fund, a series of the Alternative Strategies Platform, LLC

Charlotte, NC · CIK 0001692551

Offering snapshot reported Dec 11, 2020 · SEC filing

Reported sold
$16.6M
Indefinite offering
Investors reported
64
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.32M$16.6MDec 16, 2016Dec 15, 2017: $15,515,000.00Dec 15, 2017Dec 7, 2018: $16,645,000.00Dec 7, 2018Dec 11, 2019: $16,645,000.00Dec 11, 2019Dec 11, 2020: $16,645,000.00Dec 11, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors63 → 64

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 11, 2020Amendment$16,645,000$0vs Dec 11, 201964SEC filing
Dec 11, 2019Amendment$16,645,000$0vs Dec 7, 201863SEC filing
Dec 7, 2018Amendment$16,645,000$1,130,000vs Dec 15, 201763SEC filing
Dec 15, 2017Amendment$15,515,000No comparison55SEC filing
Dec 16, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$39.8K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-276431

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wells Fargo Advisors, LLC19616

Source: Form D, filed Dec 11, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAVERICK ASP FUND

Investment adviser: ICAPITAL ADVISORS, LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$100K

Reported in Form ADV on Jan 8, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer WELLS CAPITAL MANAGEMENT SINGAPORE SINGAPORE, Singapore Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

WELLS CAPITAL MANAGEMENT SINGAPORE
CRD 165024 · SEC 801-76987

Filing source

Form ADV 2038725 · Jan 8, 2026 · Schedule D 7.B.(1), fund 805-1029567065

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James F. Angelos Executive
Rob Coltrin Executive
Daniel J. Mavico Executive
Britta Mc Corduck Executive
Sean Nicolosi Executive
Britta Perkio Patterson Executive
Michael Roman Executive
Adam Taback Executive
N/A Wells Fargo Investment Institute, Inc. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Wells Fargo Investment Institute Inc 401 S. Tryon Street
Charlotte, NC, 28202