Form D · Insurance
Massachusetts Mutual Variable Life Separate Account III
Springfield, MA · CIK 0001461998
Offering snapshot reported Jun 7, 2012 · SEC filing
- Reported sold
- $14.3M Indefinite offering
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Apr 1, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 7, 2012 | Amendment | $14,260,755 | $0vs Apr 16, 2012 | 6 | SEC filing |
| Apr 16, 2012 | Amendment | $14,260,755 | $583,333vs Apr 15, 2011 | 6 | SEC filing |
| Apr 15, 2011 | Amendment | $13,677,422 | $700,000vs Apr 16, 2010 | 4 | SEC filing |
| Apr 16, 2010 | Amendment | $12,977,422 | $6,699,980vs Dec 30, 2009 | 3 | SEC filing |
| Dec 30, 2009 | Amendment | $6,277,442 | $3,380,722vs Apr 16, 2009 | 3 | SEC filing |
| Dec 30, 2009 | Amendment | $6,277,442 | $0vs Dec 30, 2009 | 3 | SEC filing |
| Apr 16, 2009 | Amendment | $2,896,720 | No comparison | Not reported | SEC filing |
| Apr 15, 2009 | Initial | $14,483,600 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $289K (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
(b) subsequent insurance policy premiums may be made in the future.
Variable Life Insurance Policy, (Strategic Life Prestige (SL14-2009))
Additional commissions payable in future years based upon performance of underlying assets.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| M Holdings Securities, Inc. | 43285 | M Holdings Securities, Inc. · CRD 43285 |
| First Liberties Securities, Inc. | 14432 | First Liberties Securities, Inc. · CRD 14432 |
| Cambridge Investment Research, Inc. | 39543 | Cambridge investment Research, Inc. · CRD 39543 |
Source: Form D, filed Jun 7, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas C Barry | Director |
| Robert Casale | Executive |
| Minehan E Cathy | Director |
| Elizabeth Chicares | Executive |
| Cristobal I Conde | Director |
| Kathleen A Corbet | Director |
| Tim Corbett | Executive |
| Melvin Corbett | Executive |
| Roger W Crandall | Director, Executive |
| Gregory Deavens | Executive |
| James H De Graffenreidt, Jr. | Director |
| Patricia Diaz Dennis | Director |
| William B Ellis | Director |
| Robert A Essner | Director |
| Michael Fanning | Executive |
| Thomas Finke | Executive |
| Robert M Furek | Director |
| William Glavin | Executive |
| Raymond W Le Boeuf | Director |
| John F Maypole | Director |
| Cathy E Minehan | Director |
| John V Murphy | Executive |
| Debra Palermino | Executive |
| Christine Peaslee | Executive |
| Todd G Picken | Executive |
| Marc Racicot | Director |
| Stuart H. Reese | Director, Executive |
| Mark Roellig | Executive |
| Michael T Rollings | Executive |
| Elaine A Sarsynski | Executive |
| Norman A Smith | Executive |
| William T Spitz | Director |
| H. Todd Stitzer | Director |
| Betsy Ward | Executive |
Issuer details
Industry: Insurance (See others in industry)
Address:Springfield, MA, 01111-0001