Form D · Other Investment Fund

MARVIN & PALMER NON US EQUITY L P

Wilmington, DE · CIK 0000861215

Offering snapshot reported Apr 4, 2016 · SEC filing

Reported sold
$4.47M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jul 31, 1989
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.91M$7.81MMar 23, 2010: $7,142,500.00Mar 23, 2010Feb 10, 2011: $7,811,700.00Feb 15, 2012: $7,100,500.00Feb 14, 2013: $6,696,800.00Feb 14, 2014: $7,786,100.00Aug 13, 2015: $7,786,100.00Apr 4, 2016: $4,465,835.00Apr 4, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$7,786,100 → $4,465,835

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 4, 2016Amendment$4,465,835-$3,320,265vs Aug 13, 20159SEC filing
Aug 13, 2015Amendment$7,786,100$0vs Feb 14, 20149SEC filing
Feb 14, 2014Amendment$7,786,100$1,089,300vs Feb 14, 20139SEC filing
Feb 14, 2013Amendment$6,696,800-$445,700vs Mar 23, 201010SEC filing
Feb 15, 2012Amendment$7,100,500No comparison13SEC filing
Feb 10, 2011Amendment$7,811,700$669,200vs Mar 23, 201011SEC filing
Mar 23, 2010Amendment$7,142,500No comparison13SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-41248

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Dace Blaskovitz835746Cantella & Co. · CRD 13905

Source: Form D, filed Apr 4, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARVIN & PALMER NON-U.S. EQUITY, L.P.

Investment adviser: MARVIN & PALMER ASSOCIATES

Gross asset value
$5.09M
Beneficial owners
9
ADV minimum commitment
$500K

Reported in Form ADV on Aug 2, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MASTER SIDLOW & ASSOCIATES, P.A. WILMINGTON, Delaware, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer CANTELLA & CO., INC. WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

CANTELLA & CO., INC.
CRD 13905 · SEC 801-60841

Filing source

Form ADV 1032816 · Aug 2, 2016 · Schedule D 7.B.(1), fund 805-9976399679

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Karen T. Buckley Director, Executive
Todd D. Marvin Director, Executive
David F. Marvin Director, Executive
N/A Marvin & Palmer Associates, Inc. Promoter
Lord John Michael Edward Moore Director
Stanley Palmer Director, Executive
David L. Schaen Director, Executive
Madelyn B. Smith Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Bellevue Parkway Suite 220
Wilmington, DE, 19809-3727