Form D · Other Investment Fund

MARVIN & PALMER NON US EQUITY INSTITUTIONAL FUND LP

Wilmington, DE · CIK 0001092748

Offering snapshot reported Feb 14, 2014 · SEC filing

Reported sold
$5.03M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jul 16, 1999
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.93M$17.9MMar 23, 2010: $17,865,600.00Mar 23, 2010Feb 11, 2011: $7,507,100.00Feb 11, 2011Feb 15, 2012: $6,285,500.00Feb 15, 2012Feb 14, 2013: $6,771,900.00Feb 14, 2013Feb 14, 2014: $5,025,000.00Feb 14, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,771,900 → $5,025,000
  • Reported investors5 → 4

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 14, 2014Amendment$5,025,000-$1,746,900vs Feb 14, 20134SEC filing
Feb 14, 2013Amendment$6,771,900-$11,093,700vs Mar 23, 20105SEC filing
Feb 15, 2012Amendment$6,285,500No comparison5SEC filing
Feb 11, 2011Amendment$7,507,100-$10,358,500vs Mar 23, 20105SEC filing
Mar 23, 2010Amendment$17,865,600No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-52966

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Brian D. Marvin2650492Foreside Fund Services, LLC · CRD 46106
Adam T. Taylor5736595Foreside Fund Services, LLC · CRD 46106
Dace Blaskovitz835746Cantella & Co. · CRD 13905

Source: Form D, filed Feb 14, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARVIN & PALMER NON-U.S. EQUITY INSTITUTIONAL FUND, L.P.

Investment adviser: MARVIN & PALMER ASSOCIATES

Gross asset value
$4.01M
Beneficial owners
4
ADV minimum commitment
$1M

Reported in Form ADV on Jun 27, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MASTER SIDLOW & ASSOCIATES, P.A. WILMINGTON, Delaware, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer CANTELLA & CO., INC. WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

CANTELLA & CO., INC.
CRD 13905 · SEC 801-60841

Filing source

Form ADV 831961 · Jun 27, 2014 · Schedule D 7.B.(1), fund 805-9733870767

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Karen T. Buckley Director, Executive
Todd D. Marvin Director, Executive
David F. Marvin Director, Executive
N/A Marvin & Palmer Associates, Inc. Promoter
Lord John Michael Edward Moore Director
Stanley Palmer Director, Executive
David L. Schaen Director, Executive
Madelyn B. Smith Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1201 N. Market Street Suite 2300
Wilmington, DE, 19801-1165