Form D · Other Investment Fund

MARTINGALE SERIES TRUST - SERIES 1

Boston, MA · CIK 0001460729

Offering snapshot reported Mar 9, 2011 · SEC filing

Reported sold
$45.2M
Offering amount: $500M
Investors reported
6
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jan 15, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$22.6M$45.2MMar 17, 2009Mar 10, 2010: $45,206,994.00Mar 10, 2010Mar 9, 2011: $45,206,994.00Mar 9, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 9, 2011Amendment$45,206,994$0vs Mar 10, 20106SEC filing
Mar 10, 2010Amendment$45,206,994No comparison6SEC filing
Mar 17, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-129517
Sale of Delaware Statutory Trust Units - Series 1

Source: Form D, filed Mar 9, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Delaware Bny Mellon Trust Of Executive
L.P. Martingale Asset Management, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Martingale Asset Management, L.P. 222 Berkeley Street
Boston, MA, 02116