Form D · Hedge Fund

Marshall Wace Funds LP - MW TOPS Emerging Markets (US) Fund

Ugland House, Po Box 309, E9 · CIK 0001777828

Offering snapshot reported Jun 3, 2026 · SEC filing

Reported sold
$450M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 7, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$225M$450MJun 4, 2021: $200,000,000.00Jun 4, 2021Jun 3, 2022: $275,000,000.00Jun 3, 2022Jun 2, 2023: $325,000,000.00Jun 2, 2023Jun 3, 2024: $400,000,000.00Jun 3, 2024Jun 3, 2025: $450,000,000.00Jun 3, 2025Jun 3, 2026: $450,000,000.00Jun 3, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 3, 2026Amendment$450,000,000$0vs Jun 3, 20254SEC filing
Jun 3, 2025Amendment$450,000,000$50,000,000vs Jun 3, 20244SEC filing
Jun 3, 2024Amendment$400,000,000$75,000,000vs Jun 2, 20234SEC filing
Jun 2, 2023Amendment$325,000,000$50,000,000vs Jun 3, 20223SEC filing
Jun 3, 2022Amendment$275,000,000$75,000,000vs Jun 4, 20211SEC filing
Jun 4, 2021Amendment$200,000,000No comparisonNot reportedSEC filing
Jun 5, 2020Amendment$150,000,000$50,000,000vs Jun 5, 20191SEC filing
Jun 5, 2019Initial$100,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-341180

Source: Form D, filed Jun 3, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARSHALL WACE FUNDS LP - MW TOPS EMERGING MARKETS (US) FUND

Investment adviser: MARSHALL WACE LLP

Gross asset value
$422M
Beneficial owners
5
ADV minimum commitment
$5M

Reported in Form ADV on May 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (USA) INC JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian CITCO BANK NEDERLAND N.V. DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1411

Filing source

Form ADV 2109243 · May 29, 2026 · Schedule D 7.B.(1), fund 805-5503664967

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gregory Bennett Director
Robert Bovet Director
Ronan Daly Director
Robert Flaherty Director
Patrick Flaherty Director
David Hammond Director
Barbara Healy Director
Marshall Wace (Gp1) Ltd. Executive
Marshall Wace Llp Promoter
Linburgh Martin Director
Marion Mulvey Director
Robert Thomas Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Marshall Wace (Gp1) Ltd. Maples Corporate Services Limited
Ugland House, Po Box 309, E9, KY1-1104