Form D · Hedge Fund

Marshall Wace Funds LP - MW TOPS Americas Equities (US) Fund

Grand Cayman, E9 · CIK 0002121651

Offering snapshot reported Mar 19, 2026 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 19, 2026	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-577020

Source: Form D, filed Mar 19, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

MARSHALL WACE FUNDS LP - MW TOPS AMERICAS EQUITIES (US) FUND

Investment adviser: MARSHALL WACE NORTH AMERICA L.P.

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $0

Reported in Form ADV on Jul 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (USA) INC JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG DUBLIN, Ireland Other funds reporting this name →

Custodian CITCO BANK NEDERLAND N.V. DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 1411

Fund asset history · 1 annual observations

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Fiscal year	Gross assets	Beneficial owners	ADV filed
2026	$0	0	May 29, 2026

Filing source

Form ADV 2122955 · Jul 30, 2026 · Schedule D 7.B.(1), fund 805-2686877189

Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gregory Bennett	Director
Patrick Flaherty	Director
Barbara Healy	Director
Marshall Wace (Gp1) Ltd.	Executive
Marshall Wace North America L.P.	Promoter
Marion Mulvey	Director
Robert Thomas	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Marshall Wace (Gp1) Ltd. Maples Corporate Services Limited
Grand Cayman, E9, KY1-1104