Form D · Hedge Fund

Marshall Wace Funds LP - MW Market Neutral TOPS Plus (US) Fund

George Town, Grand Cayman, E9 · CIK 0001764374

Offering snapshot reported Jan 9, 2026 · SEC filing

Reported sold
$41.9M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 2, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$21M$41.9MJan 11, 2019: $1,619,101.00Jan 11, 2019Jan 10, 2020: $1,619,101.00Jan 11, 2021: $3,719,101.00Jan 11, 2022: $8,669,101.00Jan 11, 2023: $27,369,101.00Jan 11, 2024: $28,069,101.00Jan 10, 2025: $32,104,560.00Jan 9, 2026: $41,904,560.00Jan 9, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$32,104,560 → $41,904,560
  • Reported investors9 → 10

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 9, 2026Amendment$41,904,560$9,800,000vs Jan 10, 202510SEC filing
Jan 10, 2025Amendment$32,104,560$4,035,459vs Jan 11, 20249SEC filing
Jan 11, 2024Amendment$28,069,101$700,000vs Jan 11, 20238SEC filing
Jan 11, 2023Amendment$27,369,101$18,700,000vs Jan 11, 20228SEC filing
Jan 11, 2022Amendment$8,669,101$4,950,000vs Jan 11, 20215SEC filing
Jan 11, 2021Amendment$3,719,101$2,100,000vs Jan 10, 20203SEC filing
Jan 10, 2020Amendment$1,619,101$0vs Jan 11, 20191SEC filing
Jan 11, 2019Initial$1,619,101No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-330277

Source: Form D, filed Jan 9, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARSHALL WACE FUNDS LP - MW MARKET NEUTRAL TOPS PLUS (US) FUND

Investment adviser: MARSHALL WACE LLP

Gross asset value
$34.5M
Beneficial owners
5
ADV minimum commitment
$100K

Reported in Form ADV on May 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (USA) INC JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian CITCO BANK NEDERLAND N.V. DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1411

Filing source

Form ADV 2109243 · May 29, 2026 · Schedule D 7.B.(1), fund 805-1273524292

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Bovet Director
Ronan Daly Director
Patrick Flaherty Director
Bennett Gregory Director
David Hammond Director
Barbara Healy Director
Marshall Wace (Gp1) Ltd. Executive
Marshall Wace Llp Promoter
Linburgh Martin Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Marshall Wace (Gp1) Ltd. One Nexus Way, Camana Bay
George Town, Grand Cayman, E9, KY1-9005