Form D · Hedge Fund
Marshall Wace Funds LP - MW K-TOPS (US) Fund
Grand Cayman, E9 · CIK 0002139851
Offering snapshot reported Oct 13, 2026 · SEC filing
- Reported sold
- $66.8M Indefinite offering
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 1, 2026 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 14
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 13, 2026 | Amendment | $66,760,000 | No comparison | 14 | SEC filing |
| Jun 17, 2026 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-587771
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| KKR Capital Markets LLC | 000143571 |
Source: Form D, filed Oct 13, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gregory Bennett | Director |
| Patrick Flaherty | Director |
| Barbara Healy | Director |
| Marshall Wace (Gp1) Ltd. | Executive |
| Marshall Wace Llp | Promoter |
| Marion Mulvey | Director |
| Robert Thomas | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Marshall Wace (Gp1) Ltd. Maples Corporate Services Limited
Grand Cayman, E9, KY1-1104
Grand Cayman, E9, KY1-1104