Form D · Hedge Fund

MARINER/PALMETTO STATE PARTNERS, L.P.

Harrison, NY · CIK 0001448771

Offering snapshot reported Apr 6, 2012 · SEC filing

Reported sold: $746M
Investors reported: 2
Minimum accepted: $0
First sale: Nov 3, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$630,428,883 → $745,941,585

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 6, 2012	Amendment	$745,941,585	$115,512,702vs Oct 27, 2009	2	SEC filing
Oct 27, 2009	Amendment	$630,428,883	$630,428,883vs Oct 27, 2008	2	SEC filing
Oct 27, 2008	Initial	$0	No comparison	Not reported	SEC filing
Oct 27, 2008	Amendment	$0	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-123829

Source: Form D, filed Apr 6, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARINER/PALMETTO STATE PARTNERS, L.P.

Investment adviser: MARINER INVESTMENT GROUP, LLC

Gross asset value: $394M
Beneficial owners: 2
ADV minimum commitment: $5M

Reported in Form ADV on Jan 2, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BACK OFFICE SERVICES GROUP, LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 774496 · Jan 2, 2014 · Schedule D 7.B.(1), fund 805-7989965786

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Charles R. Howe Ii	Executive
William J. Michaelcheck	Executive
Peter J. O'rourke	Executive
Russell A. Thompson	Executive
Bracebridge H. Young	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

500 Mamaroneck Avenue, 4 Th Floor
Harrison, NY, 10528