Form D · Hedge Fund
Mariner Total Return Municipal Bond Fund, L.P.
Harrison, NY · CIK 0001562236
Offering snapshot reported Sep 16, 2015 · SEC filing
- Reported sold
- $99.5M Indefinite offering
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Dec 1, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$80,326,000 → $99,488,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 16, 2015 | Amendment | $99,488,000 | $19,162,000vs Sep 18, 2014 | 6 | SEC filing |
| Sep 18, 2014 | Amendment | $80,326,000 | $3,000,000vs Sep 20, 2013 | 6 | SEC filing |
| Sep 20, 2013 | Amendment | $77,326,000 | No comparison | 6 | SEC filing |
| Nov 19, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-187197
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Mariner Group Capital Markets, Inc. | 25878 |
Source: Form D, filed Sep 16, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
MARINER TOTAL RETURN MUNICIPAL BOND FUND, L.P.
Investment adviser: MARINER INVESTMENT GROUP, LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Nov 28, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1052841 · Nov 28, 2016 · Schedule D 7.B.(1), fund 805-9746054886
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Charles R. Howe Ii | Executive |
| N/A Mariner Investment Group, Llc | Promoter |
| Peter O'rourke | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Harrison, NY, 10528