Form D · Hedge Fund

Mariner Select Ultra Fund, L.P.

Harrison, NY · CIK 0001289649

Offering snapshot reported Mar 8, 2011 · SEC filing

Reported sold: $43.1M
Investors reported: 3
Minimum accepted: $10K
First sale: Jun 1, 2004

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$54,040,239 → $43,105,998

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 8, 2011	Amendment	$43,105,998	-$10,934,241vs Mar 9, 2010	3	SEC filing
Mar 9, 2010	Amendment	$54,040,239	-$35,156,393vs Mar 11, 2009	3	SEC filing
Mar 11, 2009	Amendment	$89,196,632	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $24.9K (estimated)
Finders' fees: $0
Form D file number: 021-65251

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Mariner Capital Markets, Inc.	25878

Source: Form D, filed Mar 8, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARINER SELECT ULTRA FUND, L.P.

Investment adviser: MARINER INVESTMENT GROUP, LLC

Gross asset value: $163K
Beneficial owners: 0
ADV minimum commitment: $5M

Reported in Form ADV on Mar 31, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BACK OFFICE SERVICES GROUP, LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor KPMG LLP NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 800780 · Mar 31, 2014 · Schedule D 7.B.(1), fund 805-2669192199

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Charles R. Howe Ii	Executive
William Michaelcheck	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Mariner Investment Group, Llc 500 Mamaroneck Avenue, 4 Th Fl
Harrison, NY, 10528