Form D · Hedge Fund

Mariner Navigator International, Ltd.

George Town, Grand Cayman, E9 · CIK 0001457227

Offering snapshot reported Mar 8, 2011 · SEC filing

Reported sold
$498M
Indefinite offering
Investors reported
18
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$249M$498MMar 11, 2009: $92,887,875.00Mar 11, 2009Mar 9, 2010: $461,469,637.00Mar 9, 2010Mar 8, 2011: $497,966,400.00Mar 8, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$461,469,637 → $497,966,400
  • Reported investors20 → 18
  • Minimum accepted$50,000 → $100,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 8, 2011Amendment$497,966,400$36,496,763vs Mar 9, 201018SEC filing
Mar 9, 2010Amendment$461,469,637$368,581,762vs Mar 11, 200920SEC filing
Mar 11, 2009Initial$92,887,875No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.23M (estimated)
Finders' fees
$0
Form D file number
021-127590
Common Shares (classes A, B, C, D)

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Mariner Group Capital Markets, Inc.25878
NYLIFE Distributors LLC35350

Source: Form D, filed Mar 8, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARINER NAVIGATOR INTERNATIONAL, LTD.

Investment adviser: MARINER INVESTMENT GROUP, LLC

Gross asset value
$508K
Beneficial owners
16
ADV minimum commitment
$10M

Reported in Form ADV on Feb 25, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MITSUBISHI UFJ FUND SERVICES GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 880329 · Feb 25, 2015 · Schedule D 7.B.(1), fund 805-4946382538

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Andrew Hersant Director
Charles R. Howe Ii Director
Peter J. O'rourke Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Stuarts Corp.Serv.Ltd., Cayman Fin.Ctr. 4 Th Fl, 36 A Dr.Roy's Dr., Box 2510,
George Town, Grand Cayman, E9, KY1-1104