Form D · Hedge Fund
Mariner Global Rates Trading Fund, L.P.
Harrison, NY · CIK 0001582115
Offering snapshot reported Jul 16, 2015 · SEC filing
- Reported sold
- $57.1M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Sep 1, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$50,050,000 → $57,050,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 16, 2015 | Amendment | $57,050,000 | $7,000,000vs Jul 23, 2014 | 2 | SEC filing |
| Jul 23, 2014 | Amendment | $50,050,000 | No comparison | 2 | SEC filing |
| Jul 29, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-200371
Class A limited partnership interests
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Mariner Group Capital Markets, Inc. | 25878 |
Source: Form D, filed Jul 16, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
MARINER GLOBAL RATES TRADING FUND, L.P.
Investment adviser: MARINER INVESTMENT GROUP, LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Dec 5, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1054641 · Dec 5, 2016 · Schedule D 7.B.(1), fund 805-9389956786
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Charles R. Howe Ii | Executive |
| N/A Mariner Investment Group, Llc | Promoter |
| Peter O'rourke | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Harrison, NY, 10528