Form D · Hedge Fund

Mariner Empire Fund, L.P.

Harrison, NY · CIK 0001473966

Offering snapshot reported Oct 6, 2010 · SEC filing

Reported sold
$197M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Nov 1, 2009
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 2

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 6, 2010Amendment$197,214,846No comparison2SEC filing
Oct 7, 2009InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-135054

Source: Form D, filed Oct 6, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARINER EMPIRE FUND, L.P.

Investment adviser: MARINER INVESTMENT GROUP, LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$0

Reported in Form ADV on Feb 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 707580 · Feb 28, 2013 · Schedule D 7.B.(1), fund 805-1317728028

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Charles R. Howe Ii Executive
(N/A) Mariner Select Gp, L.L.C. Director
William J. Michaelcheck Director
Peter J. O'rourke Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
500 Mamaroneck Avenue 4 Th Floor
Harrison, NY, 10528