Form D · Private Equity Fund

Mariner Breakwater, L.P.

Grand Cayman, E9 · CIK 0001593374

Offering snapshot reported Dec 4, 2013 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 4, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-207362

Source: Form D, filed Dec 4, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARINER BREAKWATER, L.P.

Investment adviser: MARINER INVESTMENT GROUP, LLC

Gross asset value
$97.8K
Beneficial owners
1
ADV minimum commitment
$100M

Reported in Form ADV on Mar 1, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BACK OFFICE SERVICES GROUP, LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor GRANT THORNTON LLP NEW YORK, New York, United States
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 1284019 · Mar 1, 2019 · Schedule D 7.B.(1), fund 805-8640019478

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Andrew Hohns Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Stuarts Corporate Services Ltd. Box 2510
Grand Cayman, E9, KY1-1104