Form D · Other Investment Fund

Marco Polo Stewardship Fund, LP

Thornton, PA · CIK 0001916588

Offering snapshot reported Mar 14, 2022 · SEC filing

Reported sold
$9.57M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 1, 2021
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 14, 2022Initial$9,571,217No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-437082

Source: Form D, filed Mar 14, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARCO POLO STEWARDSHIP FUND, LP

Investment adviser: BRANDYWINE ASSET MANAGEMENT, INC

Gross asset value
$80M
Beneficial owners
10
ADV minimum commitment
$100K

Reported in Form ADV on Mar 6, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian R.J. O'BRIEN SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Custodian SANTANDER INVESTMENT SECURITIES INC. WILMINGTON,, Delaware, United States Related to adviser: No
Prime broker R.J. O'BRIEN SECURITIES, LLC CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

R.J. O'BRIEN SECURITIES, LLC
SEC 8-67587

SANTANDER INVESTMENT SECURITIES INC.
SEC 8-47664

R.J. O'BRIEN SECURITIES, LLC
CRD 143624 · SEC 8-67587

Filing source

Form ADV 1710513 · Mar 6, 2023 · Schedule D 7.B.(1), fund 805-9462081192

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Dever Executive
Robert Proctor Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
The Mill, 381 Brinton Lake Road Suite 5
Thornton, PA, 19373