Form D · Hedge Fund

Marathon Structured Product Strategies Fund, LP

New York, NY · CIK 0001618041

Offering snapshot reported Sep 12, 2017 · SEC filing

Reported sold: $370M
Investors reported: 52
Minimum accepted: $100K
First sale: Sep 1, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors50 → 52
Minimum accepted$0 → $100,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 12, 2017	Amendment	$370,152,350	$0vs Sep 12, 2016	52	SEC filing
Sep 12, 2016	Amendment	$370,152,350	$211,379,600vs Sep 11, 2015	50	SEC filing
Sep 11, 2015	Amendment	$158,772,750	$50,747,750vs Sep 10, 2014	5	SEC filing
Sep 10, 2014	Initial	$108,025,000	No comparison	10	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-224457

Source: Form D, filed Sep 12, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARATHON STRUCTURED PRODUCT STRATEGIES FUND, LP

Investment adviser: MARATHON ASSET MANAGEMENT, L.P.

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $1M

Reported in Form ADV on Aug 14, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (USA) INC. JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BARCLAYS CAPITAL INC.
SEC 8-41342

CITIBANK NA
LEI E57ODZWZ7FF32TWEFA76

J.P. MORGAN SECURITIES LLC
SEC 8-35008

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 1772349 · Aug 14, 2023 · Schedule D 7.B.(1), fund 805-7485824127

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Stuart Goldberg	Executive
Louis T. Hanover	Executive
N/A Marathon Asset Management, L.P.	Executive
N/A Marathon Structured Product Strategies Fund Gp, Llc	Promoter
Andrew Rabinowitz	Executive
Jamie Raboy	Executive
Bruce J. Richards	Executive
Richard K. Ronzetti	Executive
Andrew Springer	Executive
Gabriel Szpigiel	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

One Bryant Park, 38th Floor
New York, NY, 10036