Form D · Other Investment Fund

Marathon-London International Small Cap Investment Trust

Chicago, IL · CIK 0001818027

Offering snapshot reported Dec 23, 2022 · SEC filing

Reported sold
$10M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Jun 29, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5M$10MJul 23, 2020: $10,000,100.00Jul 23, 2020Dec 30, 2020: $10,000,100.00Dec 30, 2020Dec 28, 2021: $10,000,100.00Dec 28, 2021Dec 23, 2022: $10,000,100.00Dec 23, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 23, 2022Amendment$10,000,100$0vs Dec 28, 20212SEC filing
Dec 28, 2021Amendment$10,000,100$0vs Dec 30, 20202SEC filing
Dec 30, 2020Amendment$10,000,100$0vs Jul 23, 20202SEC filing
Jul 23, 2020Initial$10,000,100No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-371714

Source: Form D, filed Dec 23, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARATHON-LONDON INTERNATIONAL SMALL CAP INVESTMENT TRUST

Investment adviser: MARATHON ASSET MANAGEMENT LIMITED

Gross asset value
$12.8M
Beneficial owners
1
ADV minimum commitment
$10M

Reported in Form ADV on Aug 24, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 1366

Filing source

Form ADV 1557965 · Aug 24, 2021 · Schedule D 7.B.(1), fund 805-9595718119

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
See Clarification See Clarification Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O The Northern Trust Company 50 S. Lasalle Street
Chicago, IL, 60603