Form D · Other Investment Fund

Marathon CLO Investor Fund II, LLC

New York, NY · CIK 0001586214

Offering snapshot reported Sep 12, 2014 · SEC filing

Reported sold
$1M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 27, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$500K$1MSep 12, 2013: $1,000,000.00Sep 12, 2013Sep 12, 2014: $1,000,000.00Sep 12, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 12, 2014Amendment$1,000,000$0vs Sep 12, 20131SEC filing
Sep 12, 2013Initial$1,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-202743

Source: Form D, filed Sep 12, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARATHON CLO INVESTOR FUND II, LLC

Investment adviser: MARATHON ASSET MANAGEMENT, L.P.

Gross asset value
$0
Beneficial owners
1
ADV minimum commitment
$200K

Reported in Form ADV on Sep 16, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (USA) INC. JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

Filing source

Form ADV 940538 · Sep 16, 2015 · Schedule D 7.B.(1), fund 805-2948555004

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Louis Hanover Executive
N/A Marathon Asset Management, L.P. Promoter
Andrew Rabinowitz Executive
Bruce Richards Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Bryant Park, 38th Floor
New York, NY, 10036