Form D · Hedge Fund
Marathon Access LLC
New York, NY · CIK 0001518551
Offering snapshot reported Feb 13, 2017 · SEC filing
- Reported sold
- $54.9M Indefinite offering
- Investors reported
- 156 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jan 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 13, 2017 | Amendment | $54,881,143 | $0vs Feb 12, 2016 | 156 | SEC filing |
| Feb 12, 2016 | Amendment | $54,881,143 | $0vs Dec 3, 2015 | 156 | SEC filing |
| Dec 3, 2015 | Amendment | $54,881,143 | $4,320,100vs Dec 9, 2014 | 156 | SEC filing |
| Dec 9, 2014 | Amendment | $50,561,043 | $16,943,805vs Dec 9, 2013 | 146 | SEC filing |
| Dec 9, 2013 | Amendment | $33,617,238 | $7,688,776vs Jan 7, 2013 | 117 | SEC filing |
| Jan 7, 2013 | Amendment | $25,928,462 | $6,783,315vs May 21, 2012 | 92 | SEC filing |
| May 21, 2012 | Amendment | $19,145,147 | $13,572,022vs Apr 26, 2011 | 77 | SEC filing |
| Apr 26, 2011 | Initial | $5,573,125 | No comparison | 19 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.37M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-158877
Estimated maximum aggregate sales commission to be paid to the selling agent. The sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire HedgeAccess Program.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Feb 13, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Asterion Fund Services, L.L.C. | Executive |
| Dominick Carlino | Director, Executive |
| James Louis Costabile | Director, Executive |
| Nancy Fahmy | Executive |
| Justin C Ferri | Director, Executive |
| Keith D. Glenfield | Director, Executive |
| Scott Huff | Executive |
| Barbra E. Kocsis | Executive |
| N/A Maples Fiduciary Services (Delaware) Inc. ("Mfsd Inc.") | Executive |
| Ninon B. Marapachi | Executive |
| Jeff Mc Goey | Executive |
| N/A Merrill Lynch Alternative Investments Llc | Promoter |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Executive |
| Deann D. Morgan | Director, Executive |
| Greg Parets | Director, Executive |
| Leslie Ross | Executive |
| Colleen Rose Rusch | Director, Executive |
| Devesh Saksena | Executive |
| Steven Lawrence Suss | Director, Executive |
| Edward L. Truitt, Jr. | Executive |
| Brian Woldow | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10281