Form D · Hedge Fund

Man Funds IX SPC, on behalf of & for the account of Man Equitized Alternative Risk Premia SP, its segregated portfolio

Grand Cayman, E9 · CIK 0001739004

Offering snapshot reported May 3, 2021 · SEC filing

Reported sold
$103M
Indefinite offering
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 3, 2021Amendment$103,050,000No comparisonNot reportedSEC filing
May 1, 2020Amendment$102,700,000$0vs Apr 30, 20207SEC filing
Apr 30, 2020Amendment$102,700,000$5,600,000vs Apr 30, 20197SEC filing
Apr 30, 2019Amendment$97,100,000$29,000,000vs Apr 30, 20185SEC filing
Apr 30, 2018Initial$68,100,000No comparison5SEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-311283

Source: Form D, filed May 3, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAN FUNDS IX SPC : MAN EQUITIZED ALTERNATIVE RISK PREMIA SP

Investment adviser: MAN SOLUTIONS LIMITED

Gross asset value
$104M
Beneficial owners
3
ADV minimum commitment
$100K

Reported in Form ADV on Jun 22, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON FUND SERVICES (IRELAND) DESIGNATED ACTIVITY COMPANY DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer MAN INVESTMENTS AG PFÄFFIKON, Switzerland Related to adviser: Yes
Marketer MAN INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LTD.
PCAOB 1655

MAN INVESTMENTS INC.
CRD 15770 · SEC 8-32575

Filing source

Form ADV 1419669 · Jun 22, 2020 · Schedule D 7.B.(1), fund 805-1925945968

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Alun Davies Director
N/A Man Asset Management (Cayman) Limited Promoter
N/A Man Solutions Limited Executive
John Renouf Director
Jennifer Thomson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House, South Church Street
Grand Cayman, E9, KY1-1104